FAQS

About Translational Research

What is the purpose of TRLs?

Technology readiness levels (TRLs) are a measure used to estimate the technological maturity of core technologies in a program during the selection process, and in subsequent monitoring and evaluation phases until these technologies or products utilizing them—attain market readiness. Originally introduced by NASA, the TRL scale is a metric with nine technology readiness levels, describing the maturity of a technology from the ideation stage (TRL‑1) to the highest degree of application/commercial readiness (TRL‑9).

What do the different TRLs stand for?

  • TRL 1: Basic research has been conducted
  • TRL 2: Initial practical applications are identified
  • TRL 3: Critical function or proof of concept established
  • TRL 4: Lab testing/validation of alpha prototype
  • TRL 5: Technology basic validation in a relevant environment
  • TRL 6: Technology model or prototype demonstration in a relevant environment
  • TRL 7: Technology prototype demonstration in an operational environment
  • TRL 8: Actual technology completed and qualified through test and demonstration
  • TRL 9: The most mature technology, the one most ready to go to market and be commercialised

Why are TRLs important?

They provide a common understanding of technology levels and risks involved.

What is the “Valley of Death” in relation to TRLs?

Different TRL levels attract different types of funders. The early research is largely funded by academia and government; TRL 8–9 technologies are funded by the markets or industry. The gap between TRLs 4–7 is where technologies often struggle to transition from laboratory to operational use.

What is the meaning of translational research?

Translational research is the process of converting scientific research from the early stages into practical applications and commercial products.

Can this be elaborated?

In contrast to basic research, which represents fundamental scientific inquiry without considering economic impact, translational research refers to research undertaken with the specific aim of creating economic value and/or social impact. 

For instance, scientists working on solar cell technology want to discover and create cheaper and better materials and technologies to make the transition to green energy affordable and accessible. This is a typical example of translational research, which directly leads to economic value creation, social impact through job creation and health improvements, and environmental impact through green and efficient technologies.

Every technology originates as an idea and progressively develops into a saleable product or service. TRL levels indicate the progression of technology from an idea to a product. TRL 0 is the idea stage, and TRL 9 is a market-ready product/service.

Translational research is typically considered to fall between TRLs 4 and 7.

How does one measure success in translational research?

There are several direct and indirect success metrics of translational research.

Direct:

  • Startup creation and revenue generation
  • IP creation and licensing revenue generation

Indirect:

  • Knowledge, capability, and know-how creation: TRL advancements, scientific publications, and awards.
  • Infrastructure and research capacity creation
  • Ecosystem creation: Skill development, entrepreneurship, knowledge-sharing, industry-academia collaborations
  • Employment generation

Is such research taking place in India? Can you give some examples?

Some examples:

  • C-CAMP, Bangalore: The ATRACT-Life program is an integrated Research Translation & Commercialization program, created with the primary goal of fostering innovations for society by leveraging the strength of Indian academic research and C-CAMP’s translational resources.
  • Wadhwani Research Centre for Bioengineering (WRCB): Has been set up to be a world-class translational research centre in bioengineering at the Indian Institute of Technology Bombay (IIT Bombay).
  • National Centre for Combustion Research and Development (NCCRD) at IIT Madras: Develops state-of-the-art capabilities in combustion research. It is the world’s largest combustion research centre. NCCRD’s research interests include automotive, thermal power and aerospace propulsion, fire research, and microgravity combustion.

About ITRI

What specific problem or gap in the Indian research ecosystem does ITRI aim to address?

Bridging the funding and resources gap in translational research in India, fast tracking the research to market cycle.

What is ITRI?

ITRI stands for India’s Translational Research Initiative (ITRI). It is a collaborative philanthropy initiative to strengthen India’s translational research ecosystem, working in close collaboration with academic entrepreneurs, research institutions, corporations, government, and incubators/accelerators.

Who is an academic entrepreneur?

These are academics who show an entrepreneurial bent of mind and are willing to undertake new initiatives and sustain effort.

How will we identify academic entrepreneurs?

Those who have a track record of undertaking research that leads to commercialisation, as well as through introductions and referrals from identified researchers.

Why do we need ITRI now?

India spends only 0.6% of its GDP on research and development, far lower than the United States (3.5%), China (2.4%), and Brazil (1.1%), among many others. India is at risk of being stuck in the middle-income gap unless it can grow at a sustained pace over the next two decades.

R&D investments often have a long gestation period before delivering tangible results. As a result, India must make the best use of evolving opportunities in the green economy, value-added manufacturing, the bioeconomy, among others. Investment in R&D today will help India strengthen its capabilities now, as well as prepare for the opportunities of tomorrow.

What is ITRI’s model?

ITRI aims to catalyse translational research in India through a collaborative philanthropy model. This would entail the following:

  • Engaging with the top 20 research institutes (such as the IITs, IISc, C-CAMP, ICT, CEPT Ahmedabad, among others) to seek out proposals for setting up or augmenting TRCs in priority technology areas identified by ITRI

  • Engaging with the donor ecosystem to raise resources for funding TRCs

  • Setting up common backbone infrastructure and services that would be available to all TRCs in the ITRI network

  • Monitoring the progress of TRCs based on aligned objectives and indicators

  • Engaging with the government, corporates, incubators, and mentorship networks to strengthen the ecosystem for translation and commercialisation

What is ITRI’s legal structure?

ITRI is likely to be set up as a Section 8 company. It is being advised by the legal firm Trilegal for this purpose.

Who are the people behind ITRI?

ITRI is anchored by Spectrum Impact, led by Mirik Gogri. Spectrum Impact is the family office of the Gogri family, promoters of Aarti Industries. It undertakes investment and philanthropic initiatives, committed to solving large-scale societal problems with innovative solutions.

Dr. Abdur Rub has been appointed as the CEO and the first employee of ITRI.

Sattva Consulting, an impact advisory company, is the knowledge partner, supporting with structuring, donor engagement, and programme management for the initiative.

What will be ITRI's governance structure, and how will it ensure effective decision-making and oversight?

ITRI will set up a tiered governance structure, such as the following:
Governance Board, for providing strategic direction and oversight. ITRI is engaging with individuals such as Mr Nandan Nilekani, Mr Kris Gopalakrishnan, and Mr Ashish Dhawan to be part of the board.
Management Group, comprising representatives from academia, industry, and philanthropy, to provide oversight and management of ITRI’s operations.
Global Scientific Advisory Group, comprising globally renowned scientists, to provide guidance on best practices and technology advisory for the initiative.
This structure would be managed by the CEO of ITRI, who will act as Secretary to the Board.

How much money does ITRI need to succeed in its mission?

ITRI envisions raising USD 1 billion over the next 5 years for the mission.

How will the intellectual property generated by the efforts of the TRCs be governed?

The rules relating to intellectual property will be as per the policies of the respective institutions that host the TRCs, in compliance with India’s IP laws. ITRI will not own any of the IP.

What are the principles or values that will guide ITRI?

  • Globally benchmarked, state-of-the-art infrastructure
  • Focus on talent development
  • Equitable access to technology
  • Solving for India and for the Global South
  • Operational excellence

Role of Different Stakeholders

How is ITRI linked to the government?

ITRI is in conversations with various government stakeholders and institutions, including the Anusandhan National Research Foundation (ANRF). ITRI is exploring an MoU with ANRF to engage closely on ecosystem engagement, donor recognition, alignment of priorities, as well as potential co-funding.

Is it the government’s role to fund research?

The government is already a major funder of research in India, contributing over 50% of the total R&D expenditure. In comparison, in major economies, the government’s contribution to R&D is closer to 10%, with the majority of funding coming from private and philanthropic capital. While the government funds basic research, we need more private capital to boost translational research.

However, given the long gestation period for research and development to show results, there is an inherent market failure. Therefore, the government has a role in conducting and financing research, as well as creating a robust regulatory environment to support it.

How will ITRI collaborate with the industries?

  • Entrepreneurs in Residence will engage with relevant industries to commercialise the technologies being developed.
  • ITRI will work with corporates to fund translational research from their CSR or business budgets.
  • ITRI will develop different programs to engage with corporates, such as mentorship, industry connects, procurement programs, and more.

How will ITRI collaborate with research institutions?

• Funding the TRCs and research activities within the TRCs
• ITRI Fellows and EIRs overseeing the commercialisation activities at the research institutions
• Monitoring KPIs as per alignment
• Offering common backbone services to the TRCs
• Providing strategic guidance to the institutions as necessary

Why should UHNIs, corporates, CSRs fund ITRI?

  • Nation-building effort, supporting economic development in the medium and long run

  • May align to specific areas of interest they may have

  • Create industry-wide impact

  • Corporates can support specific R&D projects that can get them to own new IP for their business

  • Boost their innovation credentials

  • Change the paradigm of development, beyond specific programmatic interventions via CSR

  • CSR compliance is taken care of for funding research

How will ITRI communicate its progress and impact to stakeholders, including funders and the public?

ITRI will have a dedicated online presence through a website and social media accounts that will capture relevant updates. Additionally, ITRI will also share quarterly newsletters with registered members as needed.

Lastly, ITRI is planning an annual event that will bring industry, donors, academic partners, and government stakeholders onto the same platform to share and recognise the work and celebrate wins.

How will ITRI incentivise donors?

ITRI has created different donor archetypes:

  • Anchor Funders – Supporting ITRI with core funding and enabling access to networks for evangelising ITRI within the ecosystem.

  • Innovation Champions – Furthering ITRI by supporting specific research centres or critical backbone services, based on strategic interests.

  • Enabler Circle – Augmenting research centres through strategic project funding or by supporting key modules such as Entrepreneurs-in-Residence.

ITRI will incentivise donors through the following:

  • Naming rights to the TRCs for Anchor Funders and Innovation Champions.

  • Access to information on innovations and research from the ITRI network.

  • Early funders to be designated as “Founders.”

  • Recognition from ANRF, if possible.

  • Media coverage and social media amplification.

How will contributions to ITRI be compliant with CSR regulations?

Contributions towards setting up TRCs would flow directly to the research institutions, and not as pass-through via ITRI. There are two possibilities:

  1. Most incubators (including C-CAMP) and academic institutions (including the IITs) fall under the criteria of (ix)(a) and (ix)(b) of Schedule VII of the Companies Act, 2013, which allows for funding in contribution mode to be sufficient for CSR compliance. This means that the spends, once contributed, will be sufficient for compliance, and would not require utilisation in the same year.

  2. Some institutions have created a separate Section 8 company to receive funds. Each such Section 8 company will undergo detailed due diligence by ITRI to ensure all relevant compliances are in place. Such a contribution would require a utilisation certificate, which will be duly provided to donors.

Additionally, ITRI requires core funding in order to enable the central orchestration activities. Such a contribution can be made to ITRI’s legal entity, which will be a Section 8 company. ITRI will duly provide utilisation details for such donations by CSRs. However, CSR compliance in this case is still to be figured out, given that the new entity of ITRI would have a vintage of less than 3 years, as required by the CSR regulations.